Dave Otander

Prior to joining The CAPROCK Group as Chief Compliance Officer & Director of Operations, Dave served as Vice President of Operations and a Sales Assistant within Smith Barney’s Owyhee Group based in Boise. Dave began his career with an internship with Dun & Bradstreet’s Financial Reporting Department in NYC. Following this internship, Dave joined Security Pacific Market Information as Manager of its Money Market Department based in NYC. In 1987, Dave joined RMJ Securities, based in NYC, as a Mortgage-Backed Bond Broker. RMJ catered exclusively to traders within the Primary Dealer community. From 1993 to 1999, Dave was a Fixed-Income Trader with Buckhead Financial, later acquired by IFG Network Securities, a division of ING, based in Atlanta, Georgia. Dave holds a B.S in Business Administration from The State University of New York at Fredonia & attended the New York Institute of Finance in 1985 & 1986. Dave also holds the designation of Investment Adviser Certified Compliance Professional (IACCP℠).